Ivie Compliance Consulting Firm encourages teamwork among resources providing clients with a true partnership experience. Resource dedication will blur the lines between consultant and employee. Compliance and risk incorporate every aspect of a firm requiring cross-functional knowledge, participation and cooperation. Strong leadership and collaboration provide clients an above average experience and result. 

Full review and documentation of all investment management processes, data providers, resourcing and firm short and long-term objectives. Delivery of current state document.

  Analysis of information gathered during the discovery phase to guide toward future state definition and project planning. Delivery of recommendations based on analysis.

   Facilitate, guide and document clients ideal future state including but not limited to firm objectives, all order life cycle & oversight workflows and data, application & resource support. Delivery of future state documentation.

   Guidance, analysis and recommendations in selecting system(s) and application(s) to fulfill client objectives.

    Guidance and documentation of scope, success factors, project milestones, tracking mechanisms and high-level project execution plan including but not limited to resources and phases if applicable.  Delivery of project execution recommendation.